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Client Compliance Analyst

Pretiumenterpriseservices

BangalorePosted 8 days agoDirect from company

  • LocationBangalore
  • Work typeHybrid
  • EmploymentFull-time
  • Posted19 October 2026
  • SourcePretiumenterpriseservices's careers page (Workday)
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About the role

The Compliance Rules Engine Analyst is responsible for supporting the 2nd line Risk & Compliance function by investigating and researching exceptions generated by the enterprise rules engine, identifying potential false positives, validating any supporting data, creating/providing documentation of analysis to the business and Risk & Compliance team for appropriate disposition.

Key Functions:

- Review exceptions generated by rules engine portfolio monitoring

- Research the underlying loan data to determine why the rule executed and an exception was generated

- Compare exceptions against applicable business processes, system data, and rule criteria and parameters

- Identify and document potential false positives, including explanation of why the exception does not represent a true defect

- Distinguish and disposition exceptions

- Gather supporting documentation and data for each disposition

- Route true defects to the appropriate line of business for validation

- Escalate high-risk, recurring, or unclear exceptions to Risk & Compliance leadership

- Recommend rule updates based on observations of exception patterns

- Help support post-mortem reviews following significant or recurring exceptions

- Maintain accurate documentation in accordance with specified procedures

- Support QC team by providing exception populations and any supporting investigation analysis for their adverse-selection testing

Competencies/Skills:
Analytical, Problem Solving, Data Analysis & Interpretation, Research & Investigation, Attention to Detail, Written Communication, Critical Thinking, Independent Judgment within defined procedures, Understanding of Risk, Root Cause Analysis skills, Mortgage Servicing Knowledge

Qualifications & Experience:

- Preference for 3 years of experience in mortgage servicing, audit, compliance, risk management, and/or contract oversight.

- Excellent attention to detail, analytical thinking, and problem-solving skills

- Ability to manage multiple priorities and meet deadlines in a fast-paced environment.

- Bachelor’s degree in Finance, Accounting, Business Administration, or related field preferred.

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